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Wet Surface Technologies
Investigating the role of gas cavitation in megasonic
nanoparticle removal
Guy
Vereecke, Els Parton, Frank Holsteyns, Kaidong Xu, Rita Vos,
and Paul W. Mertens, IMEC; Michael O. Schmidt, Infineon; and
Theresia Bauer, Wacker Siltronic
One
challenge facing the IC industry in maintaining historical trends
in productivity is to find increasingly efficient ways to clean wafers
between the different process steps. As devices continue to shrink,
new cleaning technologies must be developed to remove particles smaller
than 50 nm. Many people involved in semiconductor manufacturing doubt
that megasonic cleaning will remain the success story it has been
until now. Its physical action might not be sufficient to remove ultrasmall
particles attached to the wafer surface with ultralarge adhesion forces,
while its harmful side effects may outshine its cleaning capability
in future technology nodes.
To
push the megasonic cleaning technique to its ultimate limits, insight
into its underlying properties is necessary. Research in this area,
based on a new particle-measuring approach known as the haze method,
has revealed that the use of different system parameters during megasonic
cleaning results in varying removal efficiencies at the wafer level.
The conclusions from that research all point in the same direction:
gas cavitation is probably the key to efficient cleaning in megasonic
tanks.
Megasonics:
A Sound Technique for Tackling Nanoparticles
Traditional
cleaning solutions typically use highly concentrated chemicals to
perform underetching—the removal of a thin substrate layer to detach
particles from the wafer surface. However, that method has become
unthinkable in recent technology nodes, in which layers are scaled
to the smallest dimensions possible and substrate consumption must
be reduced to a minimum, creating the need for dilute solutions.
Furthermore, less-concentrated chemicals are preferable for cost
and environmental reasons.
Seeking
a cost-efficient and ecologically sound cleaning method, scientists
at RCA in the 1970s thought that by adding the physical action of
ultrasound waves to a cleaning solution, they could reduce chemical
consumption.1 Ultimately, that technique began to use
frequencies in the megahertz range (hence the term megasonics) to
eliminate the harmful effect of cavitation—the nucleation, growth,
and implosion of bubbles in the cleaning solution. Experts believed
that cavitation did not occur at higher frequencies. Although the
use of megasonic energy has become widely accepted in wet-cleaning
processes and its effectiveness has been demonstrated in numerous
studies, it is not clear how it removes particles.
Phenomena
such as acoustic streaming, Schlichting streaming, cavitation microstreaming,
and cavitation bubble implosion (bubble collapse) are all candidates
for revealing the mystery of the megasonic cleaning principle.2–4
Acoustic streaming refers to large-scale fluid motion in the megasonic
tank during megasonic irradiation. On a smaller scale, Schlichting
streaming is fluid motion with vortices in the thin acoustic boundary
layer at the wafer surface. At sufficiently high power levels, many
micron-sized cavitation bubbles are generated in the fluid and the
boundary layer near contaminating particles. These bubbles exhibit
a pulsating motion, causing cavitation microstreaming to occur around
them. The bubbles can also undergo cavitation bubble implosion,
generating even larger velocities and pressures. All of these phenomena
are believed to produce high shear stresses on the wafer surface,
leading to the physical removal of contaminants.
Ongoing
research is attempting to gain deeper insight into the mechanisms
behind particle removal in a megasonic energy field. Indeed, acquiring
knowledge of the ultrasonic cleaning mechanism is essential for
improving and optimizing the cleaning process, especially in the
case of ultrasmall particles.
Inspection
Tool Limitations and the Haze Method
In
order to evaluate and develop future cleaning techniques and chemistries,
suitable detection methods are necessary. Traditionally, inspection
tools have used scattered light to reveal information about the
sizes and locations of contaminants known as light-point defects
(LPDs). However, state-of-the-art inspection tools cannot detect
particles smaller than about 60 nm with an LPD signal. To overcome
this detection roadblock, researchers at IMEC (Leuven, Belgium)
extended the capability of the inspection tool and further developed
the haze method.5,6 This innovative method is based
on the low-intensity background signal (haze) collected from traditional
light-scattering tools, which provides information on the surface
roughness of full wafers. The relationship between LPDs and haze
is presented in Figure 1.
 |
Figure
1: The relationship between LPDs and haze in a light-scattering
inspection tool.
|
Researchers
observed that in a particular range of surface density, the haze
signal can detect particles of known size as surface roughness.
They saw that the haze signal is proportional to the surface density
of deposited particles, which is proportional to the volume particle
concentration in the bath. Figure 2 shows experimental data and
a fit model for added haze versus particle density for SiO2
particles of different diameters added to an Si3N4
substrate.5 Based on this proportionality, calibration
curves were generated, enabling the researchers to obtain haze
maps showing regions with different densities of nanosized particles.
This breakthrough in detection capability paved the way for a
new understanding of megasonic cleaning.
 |
| Figure
2: Experimental data and fit model for added haze versus particle
density for SiO2 particles of different
diameters added to an Si3N4
substrate. |
Megasonic
Cleaning Experiments
To
study the influence of hardware and process parameters on the
uniformity and efficiency of megasonic cleaning to remove nanoparticles
from the wafer surface, experiments were conducted using 200-mm
wafers. First, the wafers underwent an ozone and DI water/hydrogen
fluoride cleaning step, HCl/rinse and oxide regrowth/rinse steps,
and a Marangoni drying step.7 Then they were subjected
to controlled contamination by being immersed in a particle-contaminated
bath containing SiO2 particles with 126-,
78-, and 34-nm diameters. Finally, the wafers were rinsed in an
overflow bath and Marangoni dried again.
The
contaminated wafers were cleaned in a megasonic tank equipped
with two arrays of four transducers each (2 X 300 W at about 720
kHz) that were mounted at the bottom of the tank. The transducers
were operated in multiplexed, or pulsed, mode, with two transducers
(one from each array) being fired at the same time for one second.
Particle counts were determined using an SP1TBI light-scattering
tool from KLA-Tencor (San Jose), which detected 126- and 78-nm
particles using the LPD method and 78- and 34-nm particles using
the haze method. Particle removal efficiency (PRE) was calculated
by comparing particle counts before and after controlled contamination
and cleaning.
Influence
of Bath Aeration.
To test the influence of bath aeration on megasonic removal
efficiency, a degasification system was installed in the megasonic
system to remove dissolved gases from the ultrapure water. Downstream
of the degasification unit, a gasification unit to add different
gases (O2 in this case) and a spiking
unit to add chemicals (APM, NH4OH/H2O2/H2O)
were installed.
 |
| Figure
3: Influence of dissolved oxygen on the removal efficiency
of 34-nm SiO2 particles as a function
of megasonic power in DI water at room temperature.
|
In
all experiments involving degassed water and degassed APM solutions
at 1:1:250, 1:1:200, and 1:1:100 dilutions, the PRE for 34-nm
particles was 0%, unless O2 was spiked
into the cleaning bath. This implies that acoustic streaming
and Schlichting streaming, on the one hand, and vapor cavitation
(bubbles filled with water vapor), on the other, do not have
cleaning capacity, since these phenomena can occur in degassed
solutions that have a PRE of 0%. However, because gas cavitation
occurred only in the case of the oxygenated solutions, it was
a suitable candidate for explaining the success of the megasonic
cleaning process in these experiments. Figure 3 demonstrates
the influence of dissolved
oxygen on the removal efficiency of 34-nm SiO2
particles as a function of the megasonic power level in DI water
at room temperature, while Figure 4 illustrates the influence
of dissolved oxygen on the removal of 34-nm SiO2
particles as a function of APM dilution level at room temperature.
The process time for both tests was 5 minutes.
 |
| Figure
4: Influence of dissolved oxygen on the removal efficiency
of 34-nm SiO2 particles as a function
of APM solution level at room temperature. |
Influence
of Carrier Type and Wafer Spacing. Different types
of carriers exist to support the wafers in the cleaning bath.
Since megasonics produce focused beams traveling through the
bath solution, the waves can be deflected or blocked by a carrier's
structural elements, an effect known as shadowing. In IMEC's
work, the influence of wafer carrier type on the PRE of 34-nm
particles was tested by comparing standard low-profile carriers
with low-mass carriers having a reduced support area. Tests
using these carriers were performed with single wafers or full
batches. In addition, single wafers were immersed in the bath
using vacuum tweezers. All tests were conducted in aerated DI
water for 5 minutes.
The
haze maps from the single-wafer cleans clearly indicate shadowing:
the maps show regions of reduced PRE near the wafer carriers'
structural elements. The PRE for the low-mass carriers was higher
than that of the standard carriers. The best overall PRE and
the highest cleaning uniformity were accomplished when vacuum
tweezers were used. Of course, the use of tweezers under commercial
conditions is impractical, but modern 300-mm tools achieve minimal
shadowing by using edge-grip carriers, which contact the wafer
at only two points.
Cross
sections of the two carrier types and of the vacuum tweezer
setup used in these experiments are illustrated in Figure 5.
Also pictured are haze maps of cleaned wafers with 34-nm particles.
The figure indicates that it was more effective to perform megasonic
cleaning on single wafers than on full batches. In the standard
low-profile carriers, full-batch wafers had an average PRE of
48% while single wafers had a PRE of 54%. In the low-mass carriers,
full-batch wafers had an average PRE of 59% while single wafers
had a PRE of 79%. And single wafers held with a vacuum tweezer
had an average PRE of 86%. The higher average PRE and cleaning
uniformity for the single-wafer cleans indicated that PRE decreases
in direct proportion to tighter wafer spacing.
 |
| Figure
5: Haze maps of cleaned wafers with 34-nm particles: (a)
low-profile carriers, (b) low-mass carriers, and (c) vacuum
tweezers were used to support the wafers in single-wafer
or batch cleans performed in aerated DI water. (Wafers were
placed 6.3 cm from the tank floor.) |
The
haze maps from the batch-cleaned wafers revealed a consistent
pattern of vertical stripes. Contrary to the researchers' expectations,
PRE was lower in the line of the beam, above the center of the
transducers, than above the edges of the transducers, although
acoustic pressure is greatest where megasonic waves pass.
Interestingly,
relatively large bubbles were observed on the sides of the beams
(the position of the beams was visible as an accumulation of
solution). Originally formed above the center of the transducers,
small cavitation bubbles moved toward the side surface, or boundaries,
of the beam region, which exhibits lower pressure than the center
of the beam. At the same time, the bubbles agglomerated and
were visible to the naked eye. A haze map showing the vertical
lines and the difference in PRE levels at different points above
the transducers is shown in Figure 6a. The gas bubbles that
were observed at the edges of the megasonic beam are illustrated
in Figure 6b.
 |
| Figure
6: (a) Haze map showing vertical lines with lower PREs above
the transducers' center and higher PREs above the edges
of the transducers, and (b) diagram of gas bubbles in the
cleaning solution at the edges of the megasonic beam.
|
As
demonstrated in the aeration experiment, more gas results in
higher PRE. Hence it was concluded that solution degassing in
the center of the pulsed megasonic beams caused the striped
pattern on the cleaned wafers. This effect was less pronounced
in the single-wafer tests than in the batch-wafer tests, probably
resulting from differences in fluid flow. The replacement of
old solution with fresh, aerated solution occurred in three
dimensions for the single wafers but only in two dimensions
for the full-batch wafers.
Influence
of Wafer Position in the Bath and Chemical Flow Rate.
In the next experiment, wafer position in the tank and the effect
of flow rate were investigated. To eliminate the influence of
carrier shadowing, vacuum tweezers were used in this experiment
to hold the wafers in position.
Wafers
were placed 0.6 and 6.3 cm from the tank floor. The chemical
flow rate was 8 L/min. Haze maps of wafers contaminated with
34-nm SiO2 particles after megasonic cleaning
in APM showed a low-PRE region (<15%) at the bottom of the
wafers that were placed 0.6 cm from the tank floor. Higher PRE
levels were obtained from the wafers that were placed 6.3 cm
from the tank floor. The results of this test are presented
in Figure 7.
 |
| Figure
7: Haze maps of wafers contaminated with 34-nm SiO2
particles after megasonic cleaning in APM with wafers (a)
0.6 cm and (b) 6.3 cm from the tank floor. |
The
effect of chemical recirculation on the PRE levels of wafers
contaminated with 34-nm SiO2 particles
that were placed 6.3 cm from the tank floor was tested by using
either no flow rate or a flow rate of 8 L/min. When no flow
rate was used, the region with a low PRE level (<15%) was
very large. This test is summarized in the haze maps shown in
Figure 8.
 |
| Figure
8: Haze maps of wafers contaminated with 34-nm SiO2
particles after megasonic cleaning in APM with a flow rate
of (a) 0 L/min and (b) 8 L/min. |
To
explain these findings, pressure measurements were performed
with a hydrophone at different bath depths. The values obtained
were not related to flow rate. Moreover, while near-field variations
in pressure were measured, they could not be correlated with
variations in PRE. Consequently, differences in PRE levels based
on wafer position in the bath were not caused by pressure differences.
Again,
gas cavitation may explain why the lowest PRE was observed when
no flow was used and why the placement of the wafer farther
from the floor of the bath resulted in a better PRE. Archimedes'
principle holds that if the mass of an immerged object is less
than the mass of the water displaced by the object, the object
will rise. Hence acoustic pressure and buoyancy caused gas bubbles
to rise to the bath surface. When local gas depletion at the
bottom of the tank was not compensated for by chemical recirculation,
it was believed that much of the tank was filled with degassed
solution.
Influence
of Chemistry. After investigating the influence of
carrier type, wafer spacing, wafer position in the bath, and
the chemical flow rate, the researchers studied the composition
of the cleaning solution. Based on the findings from the previous
experiments, a low-mass carrier, a high wafer position in the
tank, and optimal recirculation conditions were employed. Wafers
were cleaned with or without megasonic action. Megasonic cleans
were performed in aerated DI water or 1:1:500, 1:1:50, and 1:1:5
concentrations of APM solution. Figure 9 shows the PRE for 78-
and 34-nm SiO2 particles with and without
megasonic irradiation at fixed bath temperatures of 30°
and 50°C. Process time was 5 minutes.
Interestingly,
neither the 34- nor the 78-nm particles could be removed without
megasonic cleaning. In all test cases, the use of megasonic
energy resulted in the removal of nearly all 78-nm contaminants.
The removal of the 34-nm particles improved greatly with the
use of increasingly concentrated APM, especially at 50°C.
 |
| Figure
9: Particle removal efficiency for 78- and 34-nm SiO2
particles in aerated DI water and APM solutions (a) with
megasonic irradiation and (b) without megasonic irradiation.
|
The
positive effect of APM on megasonic cleaning efficiency can
be explained in different ways. First, it is known that in the
presence of chemicals, the pH of the solution causes electrostatic
repulsion between the particles removed and the wafer, preventing
the particles from redepositing and readhering to the wafer
surface. However, tests with blank wafers indicated that in
DI water, just as in APM, particles did not redeposit on the
wafer surface, ruling out this mechanism.
Second,
the etching activity of the chemicals may account for the improved
PRE. Although the slight underetch of the particles by APM chemicals
is not sufficient to completely release the particles, the underetch
effect may help cavitation to loosen the particles from the
wafer surface.
Third
and most plausibly, APM solutions contain more gases than DI
water. While the presence of chemicals alone will not result
in the enhanced formation of gas bubbles (since no PRE was seen
in degassed solutions, as shown in Figure 4), it is possible
that chemicals influence the cavitation properties of existing
gas bubbles. Because of its higher vapor pressure, ammonia can
vaporize into bubbles, while the decomposition of H2O2
by cavitation can provide an additional source of O2.
As in all the other experiments discussed here, gas cavitation
seemed to be the prime cause of higher PREs.
Conclusion
Megasonic
cleaning techniques must be improved to remove ultrasmall (e.g.,
30-nm) particles, requiring an understanding of the physical
and chemical processes that take place in the megasonic tank.
With the aid of a novel detection technique known as the haze
method, the influence of wafer carrier type, wafer position
in the tank, chemical flow rate, aeration, and chemical concentration
were studied. It was concluded that gas cavitation is the basic
cause of particle removal in megasonic tanks.
While
cavitation can be used effectively on blanket wafers to improve
cleaning efficiency, its use in front- and back-end-of-line
processes, where damage to device structures can occur, is more
challenging. Therefore, a compromise must be reached between
particle removal efficiency and device damage, requiring further
insights into the phenomenon of cavitation. For example, if
the parameters influencing the intensity of cavitation bubble
implosion can be determined and controlled (i.e., if smaller
bubbles and/or less energetic implosion phenomena can be achieved),
more-benign megasonic cleaning techniques can be developed.
Perhaps a cleaning technique can be created that minimizes the
role of cavitation. In any case, megasonics has not yet revealed
its ultimate capabilities.
References
1.
A Mayer and S Schwartzman, "Megasonic Cleaning: A New Cleaning
and Drying System for Use in Semiconductor Processing," Journal
of Electronic Materials 8, no. 6 (1979): 855–864.
2. SL
Cohen et al., "Studies of the Relationship between Megasonics
Surface Etching and Particle Removal in SC-1 Solutions," in
Proceedings of the Materials Research Society Symposium,
vol. 386 (Warrendale, PA: Materials Research Society, 1995),
13–19.
3. AS
Busnaina and F Dai, "Megasonic Cleaning," Semiconductor
International 20, no. 9 (1997): 85–90.
4. M
Olim, "A Theoretical Evaluation of Megasonic Cleaning for
Submicron Particles," Journal of the Electrochemical Society
144, no. 10 (1997): 3657–3659.
5. K
Xu et al., "Relation between Particle Density and Haze on
a Wafer: A New Approach to Measuring Nano-Sized Particles,"
Solid State Phenomena 92 (2003): 161–164.
6. SH
Yoo et al., "Particle Removal Efficiency Evaluation at 40
nm Using Haze Particle Standard," Solid State Phenomena
76–77 (2001): 259–262.
7. M
Meuris et al., "The IMEC Clean: A New Concept for Particle
and Metal Removal on Si Surfaces," Solid State Technology
38, no. 7 (1995): 109–114.
Guy
Vereecke, PhD, is responsible for research on
advanced cleaning techniques at IMEC (Leuven, Belgium). He
joined the institute's ultraclean processing group in 1993
to work on gaseous contaminants and dry cleaning methods.
He received MS and PhD degrees in materials science from the
Catholic University of Louvain-La-Neuve in Belgium. (Vereecke
can be reached at +32 16 281527 or guy.vereecke@imec.be.)
Els
Parton, PhD, is a scientific editor at IMEC,
where she is responsible for authoring and editing the research
organization's numerous technical documents and publications.
She received a PhD in engineering from the University of Leuven.
(Parton can be reached at +32 16 281467 or els.parton@imec.be.)
Frank
Holsteyns, is a member of the ultraclean processing
group at IMEC, where he is involved in research into megasonic
cleaning and wafer inspection. He received an MS in engineering
from the Catholic University of Leuven. (Holsteyns can be
reached at +32 16 281325 or frank.holsteyns
@imec.be.)
Kaidong
Xu has been a PhD student at IMEC for almost
four years, where he has developed the haze method for counting
nanosized particles on wafers. He is also working on brush
scrubber cleaning. He received a BS in chemistry from Peking
University in China. (Xu can be reached at +32 16 281276 kaidong.
xu@imec.be.)
Rita
Vos, PhD, joined IMEC in 1995 as a researcher
in the field of metallic contamination removal and is responsible
for the development of new chemistries for ultraclean processing.
She received a PhD in chemistry from the Catholic University
of Leuven. (Vos can be reached at +32 16 281534 or rita. vos@imec.be.)
Paul
W. Mertens, PhD, heads the ultraclean processing
group at IMEC. He joined the institute in 1984 to work on
silicon-on-insulator technologies. Since 1990, his main field
of research has been silicon wafer surface quality, particularly
for ULSI applications. His work involves thin gate dielectrics,
defect control, the effects of contamination, cleaning processes,
and related metrology. He received MS and PhD degrees in applied
sciences from the Catholic University of Leuven. (Mertens
can be reached at +32 16 281352 or paul. mertens@imec.be.)
Michael
O. Schmidt, PhD, is a senior process engineer
in the area of wafer cleaning technology and BEOL processing
at Infineon Technologies (Dresden, Germany). He is serving
as an industrial resident at IMEC. He received a PhD in inorganic
chemistry from the University of Cologne in Germany. (Schmidt
can be reached at +49 351 8867520 or mo.schmidt@infineon.com.)
Theresia
Bauer, PhD,
is the senior manager in the cleaning and etch R&D area
at Wacker Siltronic (Burghausen, Germany). She has 18 years
of experience in those process areas. She received a PhD in
physical chemistry from Friedrich Alexander University in
Nuremberg-Erlangen, Germany. (Bauer can be reached at +49
8677 835114 or theresia. bauer@wacker.com.)

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