Defect/Yield Analysis and Metrology
Implementing on-line ADC and an automated yield information management
system
Frank Poag and Douglas Paradis, Texas Instruments; and Mahesh
Reddy and Jon Button, KLA-Tencor
Data consistency and rapid response to yield-limiting defect excursions
are among the benefits realized from the installation of automated
data-handling systems.
When a wafer fab processes a large number of different logic devices
at several technology nodes simultaneously, its defect-sampling strategy
at any given time must focus on two types of devices: those with the most
advanced technology and those currently being produced in the highest
volume. This diversity of data challenges automatic defect classification
(ADC) systems in several ways. Not only must the ADC classifiers be portable
across different device types within the same technology node, but the
classification data must also be analyzed quickly and efficiently to prevent
yield losses caused by defect excursions. A strong yield management program
that can react to both ADC and manually classified defect data is critical
to the fab's continued success.
This article describes the implementation of on-line ADC together
with an analysis module of the PMC-Net fab-wide yield information management
system from KLA-Tencor (San Jose) at Texas Instruments's DMOS 5 wafer
fab in Dallas. The benefits and challenges of the systems and the fab's
payback analysis are discussed.
Wafer-Disposition Process Flow and Tool Set
Figure 1 illustrates the basic wafer-disposition process flow
the DMOS 5 fab. Following the inspect-and-review step, which includes
ADC at key levels, the statistical process control (SPC) system automatically
holds any lots in which a defect excursion has been detected and constructs
a queue for such lots. Each excursion event is then analyzed and a disposition
decision is made based on the goal of containing the impact of the event.
When it is determined that the SPC result represents a false alarm, the
lots are sent on for further processing.
 |
| Figure. 1: The fab's basic wafer-disposition process flow. |
The fab's yield management tool set includes Model 2138 bright-field
microinspection systems, AIT dark-field microinspection systems, and Surfscan
6000series unpatterned-wafer inspection systems (all from KLA-Tencor).
These tools are used as process monitors for various types of equipment.
Additionally, a KLA-Tencor 2132 system is used for photocell monitor (PCM)
analysis. Defect review stations include a KLA-Tencor CRS confocal station,
INS-2000 optical stations from Leica Microsystems (Allendale, NJ), and
several scanning electron microscopes. Two separate systems are used for
analysis: the yield information management system's Quest/Klarity database
module and a system developed internally by the fab.
The components and flow of the fab's yield management program
are given in Figure 2. All patterned-wafer defect inspection tools have
onboard ADC. Data from these ADC modules are sent to the automation server
and to the database module, which uses one of the data analysis systems
to report the various results. Although the fab originally sent data from
a few of the bare-wafer inspection tools to the automation server and
then incorporated some of those data into the database module, this portion
of the system has been disabled because the high data volume was causing
overload issues; however, the capability still remains. The review tools
also send images to the automation server, and when a review is finished,
these files are delivered to the database module. The automation server
initiates log-in and log-out functions via a proprietary system and forwards
data to the fab's manufacturing execution system (MES) and other internal
systems.
 |
| Figure 2: Data-flow diagram for the fab's yield management program.
Components shown in color are part of the new yield information management
system. |
ADC Results, Benefits, and Challenges
The DMOS 5 facility typically uses the bright-field inspection systems
at postetch, and it uses the dark-field inspection tools at chemical and
physical vapor deposition steps and following chemical-mechanical polishing
(CMP). Before implementing ADC, the fab undertook a major, ongoing effort
to build classifiers for these inspection systems and the PCM tool, which
is used to monitor deep-ultraviolet (DUV) lithography. Before a classifier
is released for use with a process-monitoring system, the purity and accuracy
of the ADC results must both exceed 80%. (In this context, purity
is the ratio of correct classifications to the total number of defects
detected in that class, and accuracy is the ratio of the number
of classified defects detected to the actual number of defects of that
type.) The inspection systems' ADC purity and accuracy continue to be
monitored, and whenever they drop below 70%, an engineer is dispatched
to reoptimize the classifiers.
Examples of some purity and accuracy measurements performed on
a dark-field system's ADC module are given in Figure 3. As the figure
shows, several different classifiers have been built for this tool with
accuracy and purity results typically exceeding 80%. Achieving such results
was more challenging in a few other cases, specifically for an intermetal
dielectric classifier, which could not be resolved to acceptable levels.
 |
| Figure 3: Examples of accuracy and purity measurements of classifiers
built for a dark-field inspection system: (a) classifiers used to
monitor poly deposition, and (b) classifiers used to monitor tungsten
CMP. |
The classifiers that have been released for production-line use have
proven to be portable between different devices having the same technology.
Measurements that demonstrate this portability are shown in Figure 4.
In this example, the classifiers were built to monitor the tungsten CMP
process used for a particular device, labeled device A in the figure caption.
When a new device (labeled device B) was brought on, the same classifier
set required virtually no changes to work within similar accuracy and
purity levels, as shown in Figure 4b.
 |
| Figure 4: Accuracy and purity measurements that demonstrate tungsten
CMP classifier portability between two devices within the same technology
group: (a) data for device A and (b) data for device B. |
The fab uses PCM methodology to monitor DUV lithography process tools.
The schematic in Figure 5 illustrates the basic process flow for the photocell
monitor. This is a standard flow, except that it starts with a bare pilot
wafer. All of the wafers examined by the PCM system are recycled, which
minimizes the costs associated with this inspection step. The table in
Figure 5 plots an example of ADC and manual classification results, while
also showing yield-limiting satellite and E2 nozzle defects
that were detected. These defects may create either small or missing contacts
at the contact and via levels on product wafers. In this example, the
onboard ADC module classified both yield-limiting defect types with better
than 95% accuracy and purity. The classifiers used with this tool have
proven stable for several months, requiring only minor touch-ups.
 |
| Figure 5: The basic process flow of the PCM method used to monitor
DUV lithography tools (at left) and an example of the PCM tool's onboard
ADC results plotted against manual classification results, along with
micrographs of the yield-limiting defects. |
Figure 6 includes a composite wafer map of 42 different wafers
run on the PCM when the two types of defects mentioned above were detected.
The signature of the satellite defects is evident in the outer ring of
the map, while the E2 nozzle defects exhibit a distinctive
signature of two radial streaks, 180° apart. The number of satellite
defects was reduced considerably following the inclusion of a prerinse
delay of several seconds on the developer, and the E2 nozzle
defects were eliminated by implementing a faster puddle-building spin
speed. After these process changes had been made, the defect density on
the SPC charts dropped significantly, as seen on the chart in Figure 6.
 |
| Figure 6: Composite wafer map of 42 different wafers run on the
PCM and the signatures of the satellite and E2 nozzle defects
(at left), and an SPC chart for the process after changes had been
made to correct these problems (at right). |
One unusual signature on the wafer maps became apparent only when the
yield information management system's analysis module was used to perform
a wafer-map gallery review. The results of this exercise prompted a further
review of the ADC results, which pointed to a particular developer as
a source of E2 nozzle defects. It was then determined that
this tool had a carbon dioxide problem. The developer was shut down for
two days until the problem was resolved, which eliminated the potential
for defect excursions that could affect device yields. This experience
convinced the lithography engineers of the importance of performing regular
wafer-map gallery reviews in addition to using a photocell monitor.
Based on the results of this investigation, the DMOS 5 fab has concluded
that the benefits of on-line ADC include a lower cost of ownership and
faster time to results. However, challenges still remain for both the
fab and the equipment supplier. First, maintaining the desired accuracy
and purity level of at least 80% requires that the fab commit engineering
resources to accomplish this task. It can be a full-time job to monitor
the ADC results in production and then tweak or build new classifiers
as necessary. Moving more ADC classifiers into production use also requires
that the fab assign additional resources to the project. Finally, some
of the classifiers built for the dark-field inspection tools' ADC modules
never yielded production-worthy results because of the difficulty of redetecting
defects originally revealed by the dark-field tool with a bright-field
ADC system. The tool supplier is pursuing software improvements that will
address this issue.
Results, Benefits, and Challenges of the Data Analysis Module
The DMOS 5 fab typically uses recipes from the yield information management
system's data analysis module for automating repetitive analysis tasks.
The software's object-based graphical user interface allows the user to
drag and drop the various simple analysis elements and connect them to
form recipes. Once the recipes are built, a scheduler is available to
trigger a particular recipe by either time or event. The analysis results
can be in a variety of formats, including graphs, text-based summary files
(with delimiter options), wafer-map galleries, and image galleries. Thus
far, the fab has used the software's trend chart capabilities for tool-matching
activities and to identify out-of-control situations. In the future, it
plans to also use the data analysis module's yield-modeling features.
Figure 7 demonstrates the analysis module's ability to perform a loop
comparison of the tungsten etch and tungsten CMP process steps. The analysis
recipe, built by a fab engineer, was constructed by using a browser to
interface to the database and then selecting which lots, devices, technologies,
or combination of these sample types to include. In this recipe, the loop
is separated into the tungsten CMP and tungsten etch process steps and
the relevant ADC results are used to generate an SPC chart for each process.
The SPC charts are set up to trigger actions whenever control limits are
exceeded. A warning message can be shown on the screen to indicate an
out-of-control situation, and the system can also be programmed to send
e-mail to various responsible parties or to notify a pager via the e-mail
system.
 |
| Figure 7: Output screens for a loop comparison of tungsten etch
and tungsten CMP processes, which illustrate how the fab uses the
analysis module to build and execute repetitive analysis tasks. |
Another example in which the use of the analysis module has been
helpful occurred during a defect source analysis exercise. The established
method of using the optical review station's methodology for sampling
defects from a wafer map was found to be oversampling the areas with high
defect density. When a die-based sampling strategy from the analysis module
was substituted, more-uniform defect samples resulted, as shown in Figure
8. Although the new sampling strategy includes 100% of defects from adders,
it limits the number of defects selected per die and sets a percentage
for defects selected from clusters. As a result of using the more-uniform
defect samples for review, more-representative defect densities by defect
type have been observed on both wafer-to-wafer and lot-to-lot bases.
 |
| Figure 8: Comparison of an original wafer map, a sample generated
by an optical review station, and a sample generated by the analysis
module. |
The fab's use of the analysis module has also led to improvements in
data extraction speed, which results in faster lot disposition and earlier
containment of yield-limiting defect excursion events. In addition, the
automation of repetitive analysis tasks allows engineers to focus on solving
yield problems rather than searching for data.
The challenges still to be met in optimizing use of the module at the
DMOS 5 fab include improvements to the system's interface with the fab's
MES and to the versatility of automated Web reporting. In addition, spatial
signature analysis must be integrated within the module, along with the
utilities and capabilities of some of the supplier's other data-handling
tools, specifically KLA 2552 and Quest. A final challenge is to have a
presentation gallery available to build standard format presentation-quality
reports that incorporate wafer maps, charts, and images on a single page.
All of the issues are being addressed by the supplier, which expects to
incorporate some of the desired improvements in the software version scheduled
for release in the summer of 2000. Other features will be covered in software
customized for the fab.
Payback Analysis
Return on investment, or payback, analysis was the lever used to convince
the fab's management to purchase the analysis module after a software
evaluation had been performed. A large payback in a short period of time
was needed to justify the system's cost.
This analysis began by comparing the capabilities of the fab's
internally developed data management system with those of the analysis
module. A time study was used to evaluate how rapidly the two systems
carried out the operations commonly performed in the daily routine of
lot disposition. These operations included the basic functions of managing
wafer maps, looking at images, and evaluating the work-in-progress (WIP)
history to determine any tool or process commonalities that might explain
an excursion event.
Figure 9 shows the results of the time study. The analysis module provided
definite time savings in the areas of wafer-map and image viewing. Although
it had no impact on the time required to evaluate WIP history, the next
version of the software is expected to produce time savings there as well,
as a result of integrating the updated module with the fab's MES WIP system.
For troubleshooting single-lot events, the time savings provided by the
module totaled a few hours a day, while excursion events involving multiple
lots provided significantly more time savings. The saved time can be applied
to reducing the queue of lots requiring analysis or toward yield improvement
activities.
 |
| Figure 9: Results of a time study comparing the capabilities
of the fab's internal data management system (DMS) and the analysis
module in troubleshooting defect excursion events.
|
These time-study results, which represent the time saved per defect
excursion event, were then used in a model to predict the fab's overall
return on investment. This exercise entailed using fab-specific numbers
in a series of equations (detailed in the accompanying box), which calculated
the net value of the analysis module on a per-month basis. The data used
in these equations include the number of affected wafers per event, the
evaluation time spent per wafer in manual mode minus the time spent per
wafer in automatic mode, the number of lots running at the fab per minute,
the average selling price of the device, the number of wafers in a lot,
the number of lots saved per day, and the yield impact per day or month
of excursion containment.

One rule of thumb used in the industry is that two engineers working
100% on yield issues equates to a 1% yield increase during ramp. By supporting
routine data extraction, the analysis module allows more engineering resources
to be devoted to yield improvement activities, which should lead to yield
increases that can be estimated and applied to the payback analysis calculations.
The overall return on investment is calculated using the combination of
wafer disposition and yield-learning values over time, until the break-even
point is attained. In this case, hardware purchase costs also had to be
included in the calculations because a new server was needed to support
the quantity of data generated by connecting all defect inspection and
review tools to the new yield information management system.
Conclusion
The implementation of on-line ADC and an automated data analysis
module at the DMOS 5 fab has confirmed that these systems can be powerful
tools for yield improvement. The addition of ADC to on-line dark-field,
bright-field, and photocell monitor inspection tools was shown to add
value by reducing the need for manual review and by ensuring data consistency.
The analysis module adds value by enabling quick response times, by automating
repetitive analysis functions, and by providing more-uniform review samples.
Both the fab and the equipment supplier are addressing the challenges
that remain, which should lead to additional benefits in both the near
and long terms.
Acknowledgments
This article is based on a paper originally given in October 1999 at
the Semicon/Southwest Yield Management Seminar. The authors would like
to acknowledge the valuable contributions of Hau Do, James Hallowell,
Roger Lancaster, and Brian Vialpando of Texas Instruments; Dale Sheu of
Sematech; and Raleigh Estrada, Chris Lee, Ingrid Peterson, Stuart Riley,
Mike Rodriguez, and Mike Taddi of KLA-Tencor.
Frank D. Poag is a member of the yield enhancement team at Texas
Instruments's DMOS 5 fab in Dallas and a member of the company's technical
staff. He joined TI in 1978 and has held a variety of equipment engineering
positions over the years. Poag has coauthored several papers and holds
a number of patents related to defect reduction and equipment improvements.
A registered professional engineer in the state of Texas, he received
a BS and an MS in electrical engineering from the University of Houston.
(Poag can be reached at 972/927-7944 or f-poag@ti.com.)
Doug Paradis is the yield enhancement manager at Texas Instruments's
DMOS 5 wafer fab. He joined TI in 1978 after having spent two years at
General Electric. Paradis has held various positions in CMOS product and
process integration, focusing during the past several years on yield enhancement
and the improvement of in-line defect detection methodologies. He received
a BSEE and an MSEE from the University of South Carolina in Columbia.
(Paradis can be reached at 972/927-4942 or dparadis@ti.com.)
Mahesh Reddy is a senior applications engineer for KLA-Tencor
in Dallas, directing TI's in-line monitoring use of defect inspection
tools. Since 1997 he has been working in yield enhancement activities
and ADC technology implementation for KLA-Tencor at Texas Instruments's
DMOS 5 and K-Fab facilities. He received a BS and an MS in electrical
and computer engineering from Carnegie Mellon University in Pittsburgh.
(Reddy can be reached at 972/664-8320 or mahesh.reddy@kla-tencor.com.)
Jon Button is a senior applications engineer at KLA-Tencor for
wafer inspection and analysis tools. Since 1997 he has been involved in
the field introduction and implementation of the Model 2138 bright-field
microinspection systems and the Klarity database module at Texas Instruments.
He received an AS in electronics from DeVry Institute of Technology (Kansas
City, MO) in 1987. (Button can be reached at 972/664-8346 or jon.button@kla-tencor.com.)

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